WebAt the command prompt, type the following command, and then press ENTER: findstr /c:" [SR]" %windir%\Logs\CBS\CBS.log >"%userprofile%\Desktop\sfcdetails.txt". Note The … Web2 Key Business Line A function responsible for directing and overseeing a line of business which comprises one or more types of regulated activities Example#: Chief Investment Officer, Head of Equity, Head of Corporate Finance, Chief Rating Analyst, Head of Fund Marketing 3 Operational Control and Review A function responsible for:
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WebKey Business Line Operational Control and Review Risk Management Finance and Accounting Information Technology Compliance Anti-Money Laundering and Counter-Terrorist Financing The SFC considers that for each Core Function, a licensed corporation should appoint at least one individual as its MIC responsible for managing that function. Web5 nov. 2024 · The SFC imposed a fine of HK$3.3 million on Fulbright Securities Limited ( FSL) and a 6-month suspension on Eric Liu Chi Ming. At the time of the breaches, Mr Liu was FSL’s MIC (Overall Management Oversight) and MIC (Key Business Line), as well as FSL’s responsible officer ( RO ), director and deputy general manager. WebLINE X of Waco. Oct 2016 - Present6 years 7 months. 7712 Central Park Drive, Woodway TX 76712. Business Owner LINE X protective coatings … premises liability lawyer edwardsville